Financial Regulatory
ACUMEN possesses deep knowledge and a comprehensive understanding of financial norms and regulations in India. Our team of experts helps clients navigate the complex regulatory environment with ease, ensuring compliance and mitigating risks.
Our expertise covers a wide range of areas, including:
Banking Regulations: Advising on banking regulations issued by the Reserve Bank of India (RBI), including licensing requirements, prudential norms, and anti-money laundering (AML) regulations.
Securities Regulations: Guiding clients on securities regulations issued by the Securities and Exchange Board of India (SEBI), including listing obligations, insider trading regulations, and disclosure requirements.
Insurance Regulations: Advising on insurance regulations issued by the Insurance Regulatory and Development Authority of India (IRDAI), including licensing requirements, solvency margins, and policyholder protection.
Pension Fund Regulations: Guiding clients on pension fund regulations issued by the Pension Fund Regulatory and Development Authority (PFRDA), including investment guidelines and fund management.
Licensing and Approvals:
Banking Licenses: Assisting clients in obtaining banking licenses from the RBI.
Securities Market Intermediary Licenses: Helping clients obtain licenses from SEBI to operate as stockbrokers, investment advisors, and other securities market intermediaries.
Insurance Licenses: Guiding clients through the process of obtaining insurance licenses from IRDAI.
Regulatory Investigations and Enforcement:
RBI Inspections: Assisting clients in responding to RBI inspections and investigations. SEBI Investigations: Representing clients in SEBI investigations and enforcement actions.
Enforcement Actions: Defending clients against enforcement actions by financial regulators, including penalties and sanctions.
Financial Products and Services:
Product Development: Advising on the development and launch of new financial products and services, ensuring compliance with relevant regulations.
Marketing and Distribution: Guiding clients on the marketing and distribution of financial products and services, including compliance with advertising regulations and consumer protection laws.
FinTech:
Regulatory Compliance: Advising FinTech companies on regulatory compliance, including data protection, cybersecurity, and payment systems regulations.
Licensing and Approvals: Assisting FinTech companies in obtaining necessary licenses and approvals from financial regulators.
Investment Advisory: Providing legal advice to FinTech companies on investment transactions and fundraising.
If you’re looking for an advice or have a legal question in your mind, please feel free to contact us.
Our Process
We begin by listening carefully to your concerns and understanding the details of your legal issue. Our goal is to fully comprehend your situation before recommending any course of action.
We evaluate all possible legal avenues, considering every angle of your case. Our experienced lawyers will explain your options, guiding you through the best strategies for achieving the most favorable outcome.
Once we’ve agreed on the most effective strategy, we proceed with filing your case, ensuring all legal procedures are followed accurately. From there, we represent your interests with dedication and professionalism.
Reach Out to Us
We’re here to help you navigate your legal challenges with confidence and clarity. Contact us today to schedule a consultation and take the first step towards resolving your legal matter with trusted professionals.